Introduction to Compliance & Market Regulation: 2026-Introduction to Compliance & Market Regulation: 2026

Video Transcription

Video Summary

This webinar from IMUA provided an overview of compliance and market regulation in Inland Marine insurance. The presenters explained the state regulatory process, the nationwide Inland Marine definition, and how controlled and non-controlled classes affect filing requirements. They emphasized that many states require form and/or rate filings, even for Inland Marine, and that companies must follow state rules rather than assume commercial lines deregulation allows unlimited flexibility.<br /><br />The session also covered product development and underwriting, stressing that compliance must be built in early through collaboration among product, legal, compliance, filings, underwriting, claims, and marketing teams. Advisory organizations such as ISO and AAIS were discussed as useful sources of approved forms, rates, and rules, especially for carriers with limited internal resources.<br /><br />A major focus was market conduct regulation. Presenters described exams, investigations, data calls, and other state reviews, noting that these can examine pricing, forms, notices, claims, and documentation. Inland Marine is often included indirectly through broader property exams or consumer complaints. The key takeaway was that strong preparation, accurate filings, and cooperation with regulators help avoid penalties and delays.

Asset Caption

An engaging webinar that provides a practical introduction to the state regulatory process and a clear overview of the Nationwide Marine Definition, helping attendees build a stronger foundation in compliance and market regulation.

Explore how compliance can be thoughtfully woven into product development from the very beginning, rather than treated as an afterthought. The session also highlights key compliance considerations in underwriting and explain how advisory organizations support consistency and best practices across the industry.

Finally, examine current market regulation activities and what they mean for insurers operating in today’s environment. Whether you work in underwriting, product development, compliance, or leadership, this webinar will equip you with the knowledge and perspective needed to make informed decisions and stay ahead of regulatory expectations.

Gain clarity, confidence, and practical insight into the regulatory forces shaping the inland marine marketplace.

Presented by:

Amanda Marcoux, AMCM
Sr. Director, Business International Insurance, Inland Marine
Travelers

Jonathan D. Kellerman
Senior Counsel, Office of the General Counsel
The Hanover Insurance Group

Jeffrey Whitestone
Independent Inland Marine and General Insurance Consultant

Keywords

Inland Marine insurance

compliance

market regulation

state regulatory process

form and rate filings

underwriting

advisory organizations

market conduct exams